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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-30 |
| NJ | RA | APPROVED | 2019-06-20 |
Branch Locations
1040 Hempstead Turnpike, Franklin Square, NY 11010 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Franklin Square | NY | 03/2010 | 05/2019 |
| Lpl Financial Llc | Franklin Square | NY | 05/2019 | Present |
1)05/31/2019 - LoTurco & Company LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/1985 - 100 hr/mth 2)02/04/2022 - LoTurco & Company, Inc. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 06/03/2019 - 80 Hours Per Month/80 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-01 |
| S65 | Uniform Investment Adviser Law Examination | 2021-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-22 |
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