Scot Barringer

Current Employers

Chicago Capital Management Advisors, Llc

4722 Main Street, Lisle, IL 60532 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2020-11-12
AZ	RA	APPROVED	2020-10-28
CO	RA	APPROVED	2020-09-21
IN	RA	APPROVED	2020-07-30
CA	RA	APPROVED	2020-07-24
NC	RA	APPROVED	2020-07-23

OR RA
APPROVED

Since 2020-11-12
AZ RA
APPROVED

Since 2020-10-28
CO RA
APPROVED

Since 2020-09-21
IN RA
APPROVED

Since 2020-07-30
CA RA
APPROVED

Since 2020-07-24
NC RA
APPROVED

Since 2020-07-23

Branch Locations

Denver, CO • United States

4722 Main Street, Lisle, IL 60532 • United States

Pinehurst, NC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Barringer Company Inc	Evergreen	CO	05/1992	Present
Applied Wealth Management, Inc.	Denver	CO	10/2011	Present
Westpark Capital Inc	Denver	CO	07/2016	07/2020
Forethought Financial	Denver	CO	05/2019	Present
American Trust Investment Services, Inc.	Newport Beach	CA	07/2020	Present
Federal Employee Retirement Center -	Pinehurst	NC	12/2014	Present
Tsp Watchdog	Pinehurst	NC	12/2014	Present
Chicago Capital Mangement Advisors	Lisle	IL	07/2020	Present

05/1992 → Present

Barringer Company Inc

Evergreen, CO
10/2011 → Present

Applied Wealth Management, Inc.

Denver, CO
07/2016 → 07/2020

Westpark Capital Inc

Denver, CO
05/2019 → Present

Forethought Financial

Denver, CO
07/2020 → Present

American Trust Investment Services, Inc.

Newport Beach, CA
12/2014 → Present

Federal Employee Retirement Center -

Pinehurst, NC
12/2014 → Present

Tsp Watchdog

Pinehurst, NC
07/2020 → Present

Chicago Capital Mangement Advisors

Lisle, IL

Previous Registrations

2016-08-01 → 2020-07-16

Westpark Capital, Inc.

Denver, CO

Irvine, CA

Pinehurst, NC
2011-10-17 → 2017-03-15

Applied Wealth Management, Inc.

Greenwood Village, CO

Littleton, CO
2009-05-04 → 2016-08-08

Newport Coast Securities, Inc.

New York, NY

Denver, CO

Chicago, IL

New York, NY
2004-04-06 → 2007-07-12

Brookstreet Securities Corporation

Evergreen, CO

Other Businesses

1) TSP WATCHDOG; OWNER; START DATE 12/2014; APPROX 20 HRS/MO; MAY OCCUR DURING MKT HRS; INVESTMENT RELATED 2) WATCH DOG ENTERPRISES, INC.; OWNER; START DATE 12/2014; APPROX 20 HRS/MO; MAY OCCUR DURING MKT HRS.; INVESTMENT RELATED 3) FEDERAL EMPLOYEE RETIREMENT CENTER, OWNER; STARTED 12/2014;APPROX 40 HRS/MO; MAY OCCUR DURING MKT HRS; NOT INVESTMENT RELATED 4) Forethought Financial - DBA; STARTED 5/1/2019; Investment Related, APPROX 140 HRS/MO; MAY OCCUR DURING MARKET HOURS 6) Sandhill Presbyterian Church; Finance Committee member; Start date was 11/15/2023; Investment related; 3 hours/month; Can occur during market hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-07-23
S63	Uniform Securities Agent State Law Examination	1987-02-10

S65 Uniform Investment Adviser Law Examination

2002-07-23
S63 Uniform Securities Agent State Law Examination

1987-02-10

Other Names

Scott Barringer

View on SEC IAPD