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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-11-18 |
| DC | RA | APPROVED | 1994-08-08 |
| MD | RA | APPROVED | 1990-11-14 |
| VA | RA | APPROVED | 1987-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 04/1985 | Present |
| #Ia Merrill Lynch, Pierce, Fenner & Smit | Vienna | VA | 04/1985 | Present |
| Bank Of America, N.A. | Vienna | VA | 12/2009 | Present |
I*87276 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FAIRFAX COUNTY PUBLIC SCHOOL/MCLEAN HIGH SCHOOL INVESTMENT RELATED: N ADDRESS OF BUSINESS: MCLEAN, VIRGINIA 22101 NATURE OF BUSINESS: OTHER, FAIRFAX COUNTY PUBLIC SCHOOLS POSITION, TITLE, ASSOCIATION: OTHER, COACH START DATE OF RELATIONSHIP: 10/2/2007 NUMBER OF HOURS DEVOTED: 240 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10 DUTIES: MCLEAN HIGH SCHOOL VARSITY SOFTBALL COACH ASS'T. MEN'S VARSITY BASKETBALL COACH I*123722 For profit or not for profit: Non-Profit Organization Name of outside business organization: McLean Youth Athletics Investment related: N Address of business: McLean, Virginia 22106 Nature of business: Charitable Organization, Position, title, association: Participant, Start date of relationship: 12/1/2008 Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Referee youth basketball. I*2137293, Entity Type: Fiduciary, Name of OBA: M T TTEE U/A DTD 07/14/2020 BY MRS G T, Address: Falls Church, Virginia, 22043, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 27-Dec-2024, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-16 |
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