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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2003-03-19
  • GA RA
    APPROVED
    Since 2003-03-19

Branch Locations

1202 Bombay Ln, Roswell, GA 30076 • United States

Roswell, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Roswell GA 09/2005 03/2020
Ameriprise Financial Services, Llc Roswell GA 03/2020 Present
Other Businesses

Business Ownership; Green Lake LLC; Owner; Manage Ameriprise Business; 1202 Bombay Lane, , Roswell, GA, 30076; Investment-Related; 08/23/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-06-14
  • S63 Uniform Securities Agent State Law Examination
    1995-06-14
Designations

View on SEC IAPD

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