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Joseph Robert Murphy

Osaic Wealth, Inc.

Andover, MA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-15
RI RA APPROVED 2019-02-06
MA RA APPROVED 2018-11-02
  • TX RA
    APPROVED_RES
    Since 2024-05-15
  • RI RA
    APPROVED
    Since 2019-02-06
  • MA RA
    APPROVED
    Since 2018-11-02

Branch Locations

40 Shattuck Road Suite 306, Andover, MA 01810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Life Insurance Co. Boston MA 02/1985 11/2018
Signator Investors, Inc. Boston MA 02/1985 11/2018
Royal Alliance Associates, Inc. Andover MA 11/2018 06/2023
Osaic Wealth, Inc. Andover MA 06/2023 Present
  • 02/1985 → 11/2018
    John Hancock Life Insurance Co.
    Boston, MA
  • 02/1985 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 11/2018 → 06/2023
    Royal Alliance Associates, Inc.
    Andover, MA
  • 06/2023 → Present
    Andover, MA
Other Businesses

1) INSURANCE BROKERAGE/ CRUMP POSITION: Insurance Agent NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2021 ADDRESS: 40 Shattuck Road, Suite 306, Andover MA 01810, United States DESCRIPTION: Insurance agent 2) INSURANCE BROKERAGE/ C.O.R.E. POSITION: Insurance Agent NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2021 ADDRESS: 40 Shattuck Road, Suite 306, Andover, MA 01810, 306, Andover MA 01810, United States DESCRIPTION: Insurance Agent 3) RETIREMENT FIDUCIARY GROUP, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2019 ADDRESS: 40 Shattuck Rd, Andover, MA, USA, Suite 306, Andover MA 01810, United States DESCRIPTION: This is the DBA Name for Marketing my Financial services practice 4) JOSEPH R MURPHY-FIXED INSURANCE POSITION: Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/25/1985 ADDRESS: 40 Shattuck Rd, Andover, MA, USA, Suite 306, Andover MA 01810, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and Non-Variable Insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-23
S63 Uniform Securities Agent State Law Examination 1986-08-27
  • S65 Uniform Investment Adviser Law Examination
    2019-01-23
  • S63 Uniform Securities Agent State Law Examination
    1986-08-27

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