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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-15 |
| RI | RA | APPROVED | 2019-02-06 |
| MA | RA | APPROVED | 2018-11-02 |
Branch Locations
40 Shattuck Road Suite 306, Andover, MA 01810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Life Insurance Co. | Boston | MA | 02/1985 | 11/2018 |
| Signator Investors, Inc. | Boston | MA | 02/1985 | 11/2018 |
| Royal Alliance Associates, Inc. | Andover | MA | 11/2018 | 06/2023 |
| Osaic Wealth, Inc. | Andover | MA | 06/2023 | Present |
1) INSURANCE BROKERAGE/ CRUMP POSITION: Insurance Agent NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2021 ADDRESS: 40 Shattuck Road, Suite 306, Andover MA 01810, United States DESCRIPTION: Insurance agent 2) INSURANCE BROKERAGE/ C.O.R.E. POSITION: Insurance Agent NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2021 ADDRESS: 40 Shattuck Road, Suite 306, Andover, MA 01810, 306, Andover MA 01810, United States DESCRIPTION: Insurance Agent 3) RETIREMENT FIDUCIARY GROUP, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2019 ADDRESS: 40 Shattuck Rd, Andover, MA, USA, Suite 306, Andover MA 01810, United States DESCRIPTION: This is the DBA Name for Marketing my Financial services practice 4) JOSEPH R MURPHY-FIXED INSURANCE POSITION: Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/25/1985 ADDRESS: 40 Shattuck Rd, Andover, MA, USA, Suite 306, Andover MA 01810, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and Non-Variable Insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-27 |
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