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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| ND | RA | APPROVED | 2016-11-16 |
| FL | RA | APPROVED | 2015-10-22 |
| NJ | RA | APPROVED | 2015-10-22 |
| CA | RA | APPROVED | 2015-10-19 |
| PA | RA | APPROVED | 2015-10-19 |
Branch Locations
200 Broadhollow Road Suite 405, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Insurance & Annuity Co., Inc. | New York | NY | 09/1998 | 04/2022 |
| Park Avenue Securities | Forest Hills | NY | 01/2015 | 04/2022 |
| Guardian Life Insurance Company | Forest Hills | NY | 01/2015 | 04/2022 |
| Guardian Life Insurance Company | Melville | NY | 04/2022 | Present |
| Park Avenue Securities | Melville | NY | 04/2022 | Present |
(1)INSURANCE SERVICES(PRODUCTS OTHER THAN GUARDIAN)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-09 |
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