Thomas Howard Mueller

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2024-11-14

IN RA
APPROVED

Since 2024-11-14

Branch Locations

Columbus, IN • United States

636 3Rd St, Columbus, IN 47201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Columbus	IN	05/1985	Present
Pruco Securities, Llc.	Indianapolis	IN	05/1985	11/2024
Lpl Enterprise, Llc	Columbus	IN	11/2024	Present

05/1985 → Present

Prudential Insurance Company Of America

Columbus, IN
05/1985 → 11/2024

Pruco Securities, Llc.

Indianapolis, IN
11/2024 → Present

Lpl Enterprise, Llc

Columbus, IN

Previous Registrations

2011-09-19 → 2024-11-14

Pruco Securities, Llc.

Columbus, IN

Columbus, IN

Other Businesses

1) 09/04/2024- Hooker Family Trust- Act in a Fiduciary Capacity- INV Related- At Columbus, IN- Start Date 01/08/2015- 1 HRS MTH- 1 HRS MTH During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-09-09
S63	Uniform Securities Agent State Law Examination	1986-08-04

S65 Uniform Investment Adviser Law Examination

2011-09-09
S63 Uniform Securities Agent State Law Examination

1986-08-04

Other Names

Thomas Howard Jr Mueller

View on SEC IAPD