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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-06-25 |
| TX | RA | APPROVED_RES | 2026-06-15 |
Branch Locations
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Washington | DC | 02/2015 | 04/2026 |
| Ubs Financial Services Inc. | Washington | DC | 06/2026 | Present |
Foreign Policy Discussion Group ,DC United States , Educational Establishment , foreign policy ,monthly dinner speaker series , treasurer , Start date 10/24/2019 Watergate South Co-op , DC United States , Co-operation , residential building building management , Member of Board of directors ,monthly meetings, finance committee,Start date 3/14/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-26 |
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