Edwin Henry Jaffe

Current Employers

Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-31
LA	RA	APPROVED	2016-04-19
TN	RA	APPROVED	2013-09-25

TX RA
APPROVED_RES

Since 2021-01-31
LA RA
APPROVED

Since 2016-04-19
TN RA
APPROVED

Since 2013-09-25

Branch Locations

403 N. Parkway Suite 101, Jackson, TN 38305 • UNITED STATES

6363 Poplar Avenue Suite 405, Memphis, TN 38119 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Jaffe Financial Services	Memphis	TN	11/1989	Present
Jaffe Wealth Management & Consulting, Inc.	Memphis	TN	05/2008	Present
Silver Oak Securities, Inc.	Jackson	TN	10/2012	Present
Jaffe Financial Services Inc	Memphis	TN	03/2016	Present

11/1989 → Present

Jaffe Financial Services

Memphis, TN
05/2008 → Present

Jaffe Wealth Management & Consulting, Inc.

Memphis, TN
10/2012 → Present

Silver Oak Securities, Inc.

Jackson, TN
03/2016 → Present

Jaffe Financial Services Inc

Memphis, TN

Previous Registrations

2004-06-11 → 2022-11-01

Jaffe Wealth Management & Consulting, Inc.

Memphis, TN

Memphis, TN

Memphis, TN

Memphis, TN
2004-03-15 → 2005-03-31

Fsc Securities Corporation

Memphis, TN

Other Businesses

1. Jaffe Wealth Mgmt & Consulting Inc,Is Investment Related,"6363 Poplar Avenue, Ste 405, Memphis, TN, 38119, United States",DBA,President,2022-10-01,160 hours per month,4 hours per month during trading hours,Other Compensation,"This the the DBA for JWMCI for us, as we are deregistering as an RIA firm." 2. Jaffe Financial Services, sole proprietor, insurance sales, Medi-share sales and professional notary services, owner, insurance agent, paid by commissions, 20 hours per month, start date 11/89 to present; Employee of Jaffe Financial Services, Inc., March 2016 to present, paid by salary/bonus, administrative only;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-11-19
S65	Uniform Investment Adviser Law Examination	1994-12-27

S63 Uniform Securities Agent State Law Examination

2012-11-19
S65 Uniform Investment Adviser Law Examination

1994-12-27

Designations

View on SEC IAPD