Richard Earle Higginbotham

Current Employers

Riverway Asset Management, Inc.

Houston, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2003-04-23

TX RA
APPROVED

Since 2003-04-23

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Insurance Agent	Houston	TX	09/1997	Present
Riverway Asset Management, Inc.	Houston	TX	02/1995	Present

09/1997 → Present

Independent Insurance Agent

Houston, TX
02/1995 → Present

Riverway Asset Management, Inc.

Houston, TX

Other Businesses

RIVERWAY ASSET MANAGEMENT, RIA, 11/1/95, INVESTMENT RELATED RIVERWAY ASSET MANAGEMENT, INC. POSITION: PRESIDENT NATURE: INVESTMENTS INVESTMENT RELATED: YES HOURS: 80 INVESTMENT RELATED HOURS: 60 START DATE: 12/06/1994 ADDRESS: P.O. BOX 421514, HOUSTON TX 77242 DESCRIPTION: MAINTAIN CLIENT PORTFOLIOS THROUGH SEI INVESTMENT COMPANY. CLIENT INVESTMENT REVIEWS AND ACCOUNT MAINTENANCE. R. E. HIGGINBOTHAM POSITION: OWNER NATURE: LIFE INSURANCE INVESTMENT RELATED: NO HOURS: 5 INVESTMENT RELATED HOURS: 1 START DATE: 05/01/1985 ADDRESS: 1303 RIVERVIEW CIRCLE, HOUSTON TX 77077 DESCRIPTION: I AM AN INDEPENDENT INSURANCE SALESMAN

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-07-17

S63 Uniform Securities Agent State Law Examination

1985-07-17