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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-06 |
| IN | RA | APPROVED | 2006-09-29 |
| TX | RA | APPROVED_RES | 2006-09-29 |
Branch Locations
510 E 96Th St Pbig - Indiana, Indianapolis, IN 46240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 09/2006 | Present |
| Bank Of America,N.A. | Indianapolis | IN | 06/2011 | Present |
I*43191FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MPG AVIATION LLCINVESTMENT RELATED: NADDRESS OF BUSINESS: CARMEL, INDIANA 46032NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/1/2010NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: FOR ESTATE PLANNING PURPOSES, ENTITY IS USED TO CHARTER PRIVATE AIRPLANE SERVICES I*36872For profit or not for profit: For-Profit OrganizationName of outside business organization: Gregor Property Management, LLC.Investment related: NAddress of business:Carmel, Indiana 46032Nature of business: LLC,Position, title, association: Other, managerStart date of relationship: 3/1/2010Number of hours devoted: 1 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: Entity owned 100% by my wife to hold personal property. I*1143303 Entity Type: Name of OBA: Gulfside Place Condo Association Address: Sanibel, Florida, 33957 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/31/2023 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-30 |
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