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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

16475 Dallas Pkwy Ste 325, Addison, TX 75001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jeff Schneider & Associates Addison TX 07/1973 Present
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 07/1973 → Present
    Jeff Schneider & Associates
    Addison, TX
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2003-07-29 → 2013-09-03
    Tower Square Securities, Inc.
    Addison, TX
    Addison, TX
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH; 2.NAME OF OTHER BUSINESS: JEFF SCHNEIDER & ASSOCIATES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES AND TAX PREPARATION; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: OWNER/TAX PREPARER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES, TAX PREPARATION AND ACCOUNTING SERVICES; 3. NAME OF OTHER BUSINESS: THE EPIC BIG BAND INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL NATURE OF BUSINESS: MUSIC/ ENTERTAINMENT START DATE: 11/02/2015 POSITION/TITLE/RELATIONSHIP: GUITAR PLAYER APX NUMBER OF HOURS PER WEEK: 3 HOURS APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: GUITARIST IN BAND.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-06-25
  • S63 Uniform Securities Agent State Law Examination
    1985-06-25

View on SEC IAPD

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