James Pius Stanton

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-05-17
FL	RA	APPROVED	2005-02-22

TX RA
APPROVED_RES

Since 2016-05-17
FL RA
APPROVED

Since 2005-02-22

Branch Locations

3801 Pga Blvd. Suite 1000, Palm Beach Gardens, FL 33410 • United States

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

West Palm Beach, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Palm Beach Gardens	FL	02/2005	Present

02/2005 → Present

Ubs Financial Services Inc.

Palm Beach Gardens, FL

Previous Registrations

1991-01-01 → 2005-02-22

Morgan Stanley Dw Inc.

Palm Beach, FL

Other Businesses

Jupiter Home rental / Investment Related - Yes / 202 seagull pointJupiterfloridaUnited States33401 / Real Estate / Home rental / Proprietor / owner / personal real estate rental investment / Start Date: 10/1/2021

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-02-07
S63	Uniform Securities Agent State Law Examination	1985-07-31

S65 Uniform Investment Adviser Law Examination

1994-02-07
S63 Uniform Securities Agent State Law Examination

1985-07-31

View on SEC IAPD