Richard Hay Madden

Current Employers

Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2025-06-26
KY	RA	APPROVED	2025-06-26

IN RA
APPROVED

Since 2025-06-26
KY RA
APPROVED

Since 2025-06-26

Branch Locations

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

101 7Th St., Louisville, KY 40202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Seacrest Wealth Management, Llc	Jeffersonville	IN	09/2011	06/2025
Silver Oak Securities Inc	Louisville	KY	06/2025	Present

09/2011 → 06/2025

Seacrest Wealth Management, Llc

Jeffersonville, IN
06/2025 → Present

Silver Oak Securities Inc

Louisville, KY

Previous Registrations

2014-11-07 → 2025-06-30

Seacrest Wealth Management, Llc

Purchase, NY

Jeffersonville, IN

Louisville, KY
2009-06-01 → 2010-01-29

Morgan Stanley

Louisville, KY
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Louisville, KY
1999-09-23 → 2007-04-02

Morgan Stanley Dw Inc.

Louisville, KY

Other Businesses

Silver Oak Securities Inc, Is Investment Related,"101 N. 7th Street, , Louisville, KY, 40202, United States", DBA for Independent Financial Advisor,IAR,6/25/2025,160 hours per month,120 hours per month during trading hours, Fee Based Compensation, DBA for Independent Financial Advisor

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-03-17
S63	Uniform Securities Agent State Law Examination	1985-07-25

S65 Uniform Investment Adviser Law Examination

1997-03-17
S63 Uniform Securities Agent State Law Examination

1985-07-25

Other Names

Richard Hay Madden
Rick Madden
Richard H Madden

View on SEC IAPD