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3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-04-30 |
| IL | RA | APPROVED | 2023-06-08 |
| NM | RA | APPROVED | 2021-06-30 |
| FL | RA | APPROVED | 2019-05-03 |
| WA | RA | APPROVED | 2019-03-25 |
| OR | RA | APPROVED | 2019-03-01 |
| AZ | RA | APPROVED | 2019-02-14 |
| CA | RA | APPROVED | 2018-08-02 |
Branch Locations
5075 Shoreham Place Suite 200, San Diego, CA 92122 • United States
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group Llc | San Diego | CA | 04/2014 | 08/2018 |
| Concorde Investment Services | Ann Arbor | MI | 04/2014 | Present |
| Concorde Asset Management | Ann Arbor | MI | 04/2014 | Present |
(1) CA INSURANCE AGENT OFFERING SALES OF LIFE INSURANCE AND LONG TERM CARE INSURANCE SINCE 2014. NON-INVESTMENT RELATED. TIME SPENT AS REQUIRED. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (2) DBA NAME "FINANCIAL DESIGNS" FOR SECURITIES AND ADVISORY SERVICES SINCE APRIL 2014. INVESTMENT RELATED. APPROXIMATELY 99% OF TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (3) 1031 Capital Solutions. Investment related. Start date: August 18, 2025. Advisory service focused on DSTs. Position: Vice President. 100 East San Marcos Blvd, Suite 400, San Marcos, CA 92069. Helping investors selling investment properties retire from property management and defer taxes by exchanging into passive investments. 21-40 hours/week during non-trading hours. 1-5 hours/week during trading hours. (3) CONCORDE ASSET MANAGEMENT, LLC., 5057 Shoreham Place Suite 200, San Diego, CA, 92122. INVESTMENT RELATED, INVESTMENT ADVISOR REP OFFERING INVESTMENT ADVISORY SALES AND SERVICE. full time. 4) Concorde Insurance Agency, 5057 Shoreham Place Suite 200, San Diego, CA, 92122. Investment Related. Agent, Insurance Services. 1-5 hours/month during business hours, 1-5 hours/month outside business hours. 5) Westland Insurance. This is an insurance service firm that is investment related. It is located at: 5075 Shoreham Place Suite 200, San Diego, CA 92122. Roles include certified financial planner and registered independent adviser. Hours worked 1-5 hours during business hours and 1-5 hours during non-business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-23 |
| S65 | Uniform Investment Adviser Law Examination | 1997-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-20 |
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