Thomas Joseph Shanahan

Current Employers

Haese Financial Group Inc

N168 W21931 Main Street, Jackson, WI 53037 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-01-08

WI RA
APPROVED

Since 2025-01-08

Branch Locations

N168 W21931 Main Street Po Box 139, Jackson, WI 53037 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Superior Financial Services, Inc.	Jackson	WI	07/2001	Present
Haese Financial Group, Inc	Jackson	WI	07/2001	Present

07/2001 → Present

Superior Financial Services, Inc.

Jackson, WI
07/2001 → Present

Haese Financial Group, Inc

Jackson, WI

Other Businesses

WORKS CONCURRENTLY AS A RIA REPRESENTATIVE WITH HAESE FINANCIAL GROUP, INC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-24
S63	Uniform Securities Agent State Law Examination	1985-06-19

S65 Uniform Investment Adviser Law Examination

1999-12-24
S63 Uniform Securities Agent State Law Examination

1985-06-19