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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-22 |
| VA | RA | APPROVED | 2017-06-21 |
| MI | RA | APPROVED | 2017-06-19 |
| OH | RA | APPROVED | 2017-06-19 |
Branch Locations
2723 S State St Ste 320, Ann Arbor, MI 48104 • United States
4660 S Hagadorn Rd Ste 300, East Lansing, MI 48823 • United States
3566 Capital Ave Sw Stes 200 & 201, Battle Creek, MI 49015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Saginaw | MI | 07/1993 | 06/2017 |
| Morgan Stanley Smith Barney | Saginaw | MI | 06/2009 | 06/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2017 |
| Wells Fargo Clearing Services Llc. | East Lansing | MI | 06/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-27 |
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