David Allen Roe

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-03-12
TX	RA	APPROVED	2014-02-07
MI	RA	APPROVED	2010-10-21

AZ RA
APPROVED

Since 2025-03-12
TX RA
APPROVED

Since 2014-02-07
MI RA
APPROVED

Since 2010-10-21

Branch Locations

Mesa, AZ • United States

4760 Fashion Square Boulevard, Saginaw, MI 48604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Saginaw	MI	10/2000	Present
Morgan Stanley Smith Barney	Saginaw	MI	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

10/2000 → Present

Citigroup Global Markets Inc.

Saginaw, MI
06/2009 → Present

Morgan Stanley Smith Barney

Saginaw, MI
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

*69763 - Alibi Properties LLC; Investment related: Yes; caro, Michigan; Rental Property; DIRECTOR (proprietor, partner, officer, director, employee, trustee, agent); 06/2011; During business hours: 0; After business hours: 10; OWNER WITH SPOUSE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-10-14
S63	Uniform Securities Agent State Law Examination	1985-11-18

S66 Uniform Combined State Law Examination

2010-10-14
S63 Uniform Securities Agent State Law Examination

1985-11-18