Richard Leon Vining

Current Employers

Employment History

• 09/2013 → 11/2017
  Swbc Investment Services, Llc
  Lansing, MI
• 01/2018 → Present
  V Financial Advisors, Llc
  St. Johns, MI
• 02/2024 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2018-02-01 → 2024-12-31
  V Financial Advisors, Llc
  St. Johns, MI
  St. Johns, MI
• 2013-07-11 → 2017-11-07
  Swbc Investment Company
  San Antonio, TX
  Lansing, MI
• 2011-01-05 → 2014-01-30
  Vining Leonard Group, Llc
  Okemos, MI

Other Businesses

1. Fixed insurance sales; as of 2/02/2024; 15% of time spent during business hours; Conducted at branch location; Investment related. 2. Tax Preparation, Richard L Vining; as of 1/01/2024; 4% of time spent during business hours; Conducted at branch; Not investment related. 3. Trustee for Ronald M and Philomena C Pioch Revocable Trust; non-client; Located in St. Johns, MI, as of 1/01/2024; Less than 1% time spent during business hours; Not conducted at branch location; Not investment related. 4. Trustee for The Alice D. Bigelow Living Trust; non-client; Located in St. Johns, MI, as of 1/01/2024; Less than 1% time spent during business hours; Not conducted at branch location; Not investment related. 5. Co-Owner, Financial Technology, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 01/01/2023; 10% time spent during business hours; Conducted at branch; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-01-27
• S65 Uniform Investment Adviser Law Examination
  2010-12-29

Other Names

• Rick Vining