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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-10-16 |
| WA | RA | APPROVED | 2024-10-10 |
| FL | RA | APPROVED | 2024-09-05 |
| MA | RA | APPROVED | 2024-09-04 |
| IL | RA | APPROVED | 2024-08-19 |
| LA | RA | APPROVED | 2024-08-19 |
| CO | RA | APPROVED | 2024-08-08 |
| TX | RA | APPROVED_RES | 2024-08-02 |
| CT | RA | APPROVED | 2024-08-01 |
| NC | RA | APPROVED | 2024-07-31 |
| RI | RA | APPROVED | 2024-07-29 |
| CA | RA | APPROVED | 2024-07-26 |
| OH | RA | APPROVED | 2024-07-26 |
| PA | RA | APPROVED | 2024-07-24 |
| SC | RA | APPROVED | 2024-07-23 |
| NY | RA | APPROVED | 2024-07-17 |
| NJ | RA | APPROVED | 2024-07-15 |
Branch Locations
7 West Main St. Unit 2F, Mendham, NJ 07945 • United States
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Roxbury | NJ | 02/2013 | 07/2024 |
| Lasalle St. Securities, Llc | Elmhurst | IL | 07/2024 | Present |
| Lasalle St. Investment Advisors, Llc | Elmhurst | IL | 07/2024 | Present |
LaSalle St. Insurance Services; fixed insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-18 |
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