Cherie Nanez Seale

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-10-15
TN	RA	APPROVED	2024-10-14

TX RA
APPROVED_RES

Since 2024-10-15
TN RA
APPROVED

Since 2024-10-14

Branch Locations

4020 Aspen Grove Drive Suite 520, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Meridian Dental Associates	Meridian	MS	05/2012	10/2016
Wunderlich Securities, Inc.	Memphis	TN	10/2016	06/2017
B. Riley Wealth Management	Franklin	TN	11/2016	10/2024
B. Riley Wealth Advisors, Inc.	Franklin	TN	07/2022	10/2024
R W Baird	Franklin	TN	10/2024	Present

05/2012 → 10/2016

Meridian Dental Associates

Meridian, MS
10/2016 → 06/2017

Wunderlich Securities, Inc.

Memphis, TN
11/2016 → 10/2024

B. Riley Wealth Management

Franklin, TN
07/2022 → 10/2024

B. Riley Wealth Advisors, Inc.

Franklin, TN
10/2024 → Present

R W Baird

Franklin, TN

Previous Registrations

2022-08-03 → 2024-11-13

B. Riley Wealth Advisors, Inc.

Franklin, TN
2018-03-22 → 2022-12-31

B. Riley Wealth Management

Franklin, TN

Other Businesses

Berry Pena Wealth Management; Investment related; 6700 Tower Circle Suite 360 Franklin, TN 37067; DBA for financial securities business conducted through B. Riley Wealth Management; Start date 2016; 40 hrs/week devoted during securities trading hrs.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-20

S66 Uniform Combined State Law Examination

2018-03-20

Other Names

Cherie Nanez

View on SEC IAPD