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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-08 |
Branch Locations
23975 Park Sorrento Suite 230, Calabasas, CA 91302 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jess S. Morgan & Co., Inc. | Los Angeles | CA | 10/2012 | 11/2022 |
| Lindbrook Capital, Llc | Calabasas | CA | 11/2022 | 06/2025 |
| Hightower Advisors, Llc | Calabasas | CA | 06/2025 | Present |
Endera Corp; Investment Related - No; Pomona, CA; Board Observer; Start Date - 01/2022; Approximately 1 hour per month with 0 hours during securities trading hours; Review board decisions for private company Endera Corp
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-08-01 |
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