John Marshall Williams

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-03-24
FL	RA	APPROVED	2025-03-21
TX	RA	APPROVED_RES	2014-02-11
DC	RA	APPROVED	2009-06-01

MD RA
APPROVED

Since 2025-03-24
FL RA
APPROVED

Since 2025-03-21
TX RA
APPROVED_RES

Since 2014-02-11
DC RA
APPROVED

Since 2009-06-01

Branch Locations

Naples, FL • United States

1747 Pennsylvania Ave Nw Ste 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Washington	DC	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Washington, DC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

1994-01-21 → 2009-06-01

Citigroup Global Markets Inc.

Washington, DC

Washington, DC

Other Businesses

*458101 - The Metropolitan Club of Washington, DC; Investment Related - No; Washington, District of Columbia; Social Club; Board Member, Finance Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2021; During Business Hours: 2; After Business Hours: 0;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-04-28
S63	Uniform Securities Agent State Law Examination	1985-07-24

S65 Uniform Investment Adviser Law Examination

1993-04-28
S63 Uniform Securities Agent State Law Examination

1985-07-24

View on SEC IAPD