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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-23
  • TX RA
    APPROVED
    Since 2026-06-23

Branch Locations

10999 W Interstate 10, San Antonio, TX 78230 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-28
  • TX RA
    APPROVED
    Since 2021-06-28

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

10999 W Interstate 10 5Th Fl/Ste 5000, San Antonio, TX 78230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. San Antonio TX 02/2013 04/2018
Unemployed Round Rock TX 04/2018 04/2019
Kestra Financial Services Austin TX 04/2019 08/2019
Stone Oak Wealth Management, Llc San Antonio TX 01/2020 06/2021
Unemployed Round Rock TX 08/2019 01/2020
Wells Fargo Clearing Services, Llc. San Antono TX 06/2021 Present
Wells Fargo Advisors Financial Network San Antonio TX 06/2026 Present
  • 02/2013 → 04/2018
    Raymond James & Associates, Inc.
    San Antonio, TX
  • 04/2018 → 04/2019
    Unemployed
    Round Rock, TX
  • 04/2019 → 08/2019
    Kestra Financial Services
    Austin, TX
  • 01/2020 → 06/2021
    San Antonio, TX
  • 08/2019 → 01/2020
    Unemployed
    Round Rock, TX
  • 06/2021 → Present
    San Antono, TX
  • 06/2026 → Present
    Wells Fargo Advisors Financial Network
    San Antonio, TX
Previous Registrations
Other Businesses

DO IT THE WRIGHT WAY; NOT INVESTMENT RELATED; SAN ANTONIO,TX; 100% OWNERSHIP; START DATE 06/21/2021; NUMBER OF HOURS PER MONTH 16; NUBMER OF HOURS DURING TRADING 0; SELF DEFENSE INSTRUCTOR. FINRA, NOT INV RELATED, SAN ANTONIO, TX, ARBITRATOR, START 8/21/2017, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HEARING DISPUTES FOR RESOLUTION.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-07-26
  • S63 Uniform Securities Agent State Law Examination
    1995-07-26
Other Names
  • Dawn Kim Hemphill
  • Dawna Larsonmitchell
  • Dawna Kim Hemphill
  • Dawna Kim Hemphill
  • Dawna Larson Mitchell
  • Dawna Larson
  • Dawna Kim Larson

View on SEC IAPD

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