Paul Vincent Sipala

Current Employers

Iams Wealth Management, Llc

18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-05-03
NJ	RA	APPROVED	2018-03-12
SC	RA	APPROVED	2018-02-28

FL RA
APPROVED

Since 2018-05-03
NJ RA
APPROVED

Since 2018-03-12
SC RA
APPROVED

Since 2018-02-28

Branch Locations

Aiken, SC • United States

18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Florida Gulf Tax Advisors	Ft Myers	FL	06/2004	12/2016
Foresters Equity Services, Inc	San Diego	CA	08/2009	02/2018
Iams Wealth Management, Llc	Elkhorn	NE	02/2018	Present
Paul V. Sipala, Jr., Llc	Aiken	SC	05/2017	Present

06/2004 → 12/2016

Florida Gulf Tax Advisors

Ft Myers, FL
08/2009 → 02/2018

Foresters Equity Services, Inc

San Diego, CA
02/2018 → Present

Iams Wealth Management, Llc

Elkhorn, NE
05/2017 → Present

Paul V. Sipala, Jr., Llc

Aiken, SC

Previous Registrations

2009-08-25 → 2018-02-26

Foresters Equity Services, Inc.

Fort Myers, FL

San Diego, CA

Aiken, SC

Ocala, FL
2007-04-16 → 2009-08-06

Msi Financial Services, Inc.

Ft. Myers, FL

Ft. Myers, FL

Naples, FL
2004-06-30 → 2007-02-13

Transamerica Financial Advisors, Llc

Fort Myers, FL

Ft. Myers, FL

Clearwater, FL

Other Businesses

(1)Paul V. Sipala, Jr, LLC. 212 Sweet Gum Court, Aiken, SC 29803. INVEST-RELATED; YES. 100% Owner since 05/2017. 16 HRS/MTH. TAX PREP FIXED AND INDEX ANNUITIES. (2) Paul V. Sipala, Jr, LLC. 212 Sweet Gum Court, Aiken, SC 29803. NON-INVEST RELATED. INSURANCE SALES; STARTED 05/2017 15-20 HRS/WK; OFFER LIFE INSURANCE, DISABILITY, ANNUITIES, AND MEDICARE SUPPLEMENTS TO CLIENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-02-04
S63	Uniform Securities Agent State Law Examination	1997-10-27

S65 Uniform Investment Adviser Law Examination

2002-02-04
S63 Uniform Securities Agent State Law Examination

1997-10-27

Designations

Other Names

Paul Vincent Jr Sipala

View on SEC IAPD