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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2005-05-16 |
| TX | RA | APPROVED_RES | 1988-06-28 |
Branch Locations
5143 Palm Psge Charlotte Amalie, Charlotte Amalie, VI 00802 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte Amalie | VI | 04/1985 | Present |
| Bank Of America, N.A. | Charlotte Amalie | VI | 12/2009 | Present |
I*1517323 For profit or not for profit: Entity For Profit Name of outside business organization: JAMES ROSS FARMS Investment related: N Address of business: Frederiksted, St Croix, 00840, Virgin Islands, U.S. Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 10/4/2023 Number of hours devoted: 14 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Feeding the animals, rotating from one pasture to the next and keeping track of medications administered. I*1528284 For profit or not for profit: Entity For Profit Name of outside business organization: JAMES ROSS FARMS Investment related: N Address of business: FREDERIKSTED, ST CROIX, 00820, Virgin Islands, U.S. Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 10/20/2023 Number of hours devoted: 14 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , TO PROVIDE FRESH FOOD FOR MYSELF AND MEMBERS OF MY FAMILY. I WILL BE MAINTAINING THE ANIMALS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-29 |
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