Mark Todd Jordan

Current Employers

Employment History

• 07/2009 → Present
  Ventoux Securities, Llc
  Atlanta, GA
• 12/2017 → 12/2017
  Advisersource.COm Llc
  Denver, CO
• 07/2009 → 06/2018
  Jolliffe Capital, Inc.
  Westminister, CO
• 12/2017 → Present
  Familywealth Advisers, Llc
  Miami, FL

Previous Registrations

• 2009-07-24 → 2018-06-30
  Jolliffe Capital, Inc.
  Atlanta, GA
  Atlanta, GA
• 2017-12-06 → 2017-12-31
  Familywealth
  Panama City Beach, FL
  Atlanta, GA
  Lake Mary, FL
• 2007-05-11 → 2009-09-08
  Evolve Investment Advisors
  Austin, TX
• 2006-10-11 → 2007-05-10
  Mid Atlantic Financial Management, Inc.
  Atlanta, GA

Other Businesses

CAPITAL STRATEGIES: INVESTMENT-RELATED TO THE EXTENT ALL PERSONAL INCOME IS PAID THROUGH THIS ENTITY, INCLUDING SECURITIES AND/OR IAR ACTIVITIES. NATURE: INVESTMENTS. POSITON: PRESIDENT (SINCE 1985). HOURS: 10-15 HOURS PER WEEK (SAME DURING TRADING HOURS). DUTIES: IAR AND SECURITIES PAYMENTS ALSO PAID TO THIS ENTITY. ALSO, DUTIES NOT INVESTMENT-RELATED (MERGERS AND ACQUISITIONS IN A NON-BROKERAGE OR INVESTMENT ADVISORY CAPACITY). HOURS: 30-40 HOURS PER WEEK SINCE 2001 (SAME HOURS PER WEEK DURING TRADING HOURS). DUTIES: ASSESSING THE VALUE OF BUSINESSES, MARKETING, NEGOTIATING WITH BUYERS/SELLERS, ETC. ANNUAL COMPENSATION $200,000 - $600,000 ANNUALLY. FAMILYWEALTH ADVISERS, LLC: OPERATES AS A REGISTERED INVESTMENT ADVISER ("RIA"). INVESTMENT-RELATED. NATURE: INVESTMENT ADVISORY/INVESTMENT ADVISER. HOURS: 4 HOURS PER MONTH (4 HR DURING TRADING HOURS). DUTIES:INTRODUCING PROSPECTIVE CLIENTS AND/OR PROVIDING INVESTMENT ADVICE. VERCOR, NOT INVESTMENT-RELATED, MERGERS AND ACQUISITIONS, MANAGING PRINCIPAL SINCE 2001. HOURS: 5-10 HOURS PER WEEK (SAME HOURS PER WEEK DURING TRADING HOURS). DUTIES: ASSESSING THE VALUE OF BUSINESSES, MARKETING, NEGOTIATING WITH BUYERS/SELLERS, ETC. EARNINGS $0 - $30,000 PER YEAR. VENTOUX SECURITIES. SECURITIES LICENSED THROUGH VENTOUX SECURITIES, A BROKER/DEALER IN WHICH I AM AN OWNER AND IS USED WHEN ASSET DEALS BECOME STOCK DEALS, VIA ASSIGNMENT FROM VERCOR ADVISOR ACTIVITIES. BOOK REVENUE THROUGH VENTOUX SECURITIES, AMOUNTING TO BETWEEN $0 - $2,000,000 IN BOOK REVENUE EACH YEAR. OUTSIDE OF THESE COMPANIES, I HAVE $0 - $200 PER YEAR PAID TO ME AS A RESULT OF INSURANCE INCOME EACH YEAR FROM RENEWALS (One PERSONAL POLICY).

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-24
• S63 Uniform Securities Agent State Law Examination
  1985-08-01