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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-28 |
| CO | RA | APPROVED | 2005-02-01 |
Branch Locations
7208 S Tucson Way Ste 165, Centennial, CO 80112-3882 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Centennial | CO | 01/2005 | Present |
1. 4/10/2013: SCOTT WEALTH & INVESTMENT MGMNT - AT REPORTED BUSINESS LOCATION(S) - OTHER-ENTITY TO FILE MY TAXES UNDER - TIME SPENT 0% - SUBCHAPER S TO SCOTT WEALTH & INVESTMENT MANAGEMENT. NOTE THIS IS PURELY FOR TAX FILING. 2. 12/16/2015 * Greenwood Athletic Club * Coach/sports * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * START 12/18/2015 * 4 HRS/MO; 4 HRS/MO DURING SECS TRDG HRS. 3) 01/27/2025 - Gregory Scott - Real Estate Rental - Investment Related - RuaPensacola, Florida - Start Date:01/31/2025 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-28 |
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