Inactive

Gregg Cohen

Mai Capital Management, LLC

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Current Employers

Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-31
CO	RA	APPROVED	2025-10-30
NJ	RA	APPROVED	2024-05-06

TX RA
APPROVED_RES

Since 2025-10-31
CO RA
APPROVED

Since 2025-10-30
NJ RA
APPROVED

Since 2024-05-06

Branch Locations

Edwards, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lws Wealth Advisors Of Colorado, Inc.	Edwards	CO	08/2013	06/2019
Lws Wealth Advisors, Inc.	Basking Ridge	NJ	04/2019	03/2024
Mai Capital Management Llc	Edwards	CO	03/2024	Present

08/2013 → 06/2019

Lws Wealth Advisors Of Colorado, Inc.

Edwards, CO
04/2019 → 03/2024

Lws Wealth Advisors, Inc.

Basking Ridge, NJ
03/2024 → Present

Mai Capital Management Llc

Edwards, CO

Previous Registrations

2019-04-29 → 2024-03-12

Lws Wealth Advisors, Inc.

Basking Ridge, NJ

Basking Ridge, NJ
2013-11-01 → 2019-07-01

Lws Wealth Advisors Of Colorado, Inc.

Basking Ridge, NJ

Edwards, CO
2008-03-08 → 2009-05-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Short Hills, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-06-03
S66	Uniform Combined State Law Examination	2008-03-01
S63	Uniform Securities Agent State Law Examination	1997-06-04

S65 Uniform Investment Adviser Law Examination

2013-06-03
S66 Uniform Combined State Law Examination

2008-03-01
S63 Uniform Securities Agent State Law Examination

1997-06-04

Other Names

Gregg Adam Cohen

View on SEC IAPD

More in Edwards, CO

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