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600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-02-26 |
| MD | RA | APPROVED | 2025-02-26 |
| NC | RA | APPROVED | 2025-02-26 |
| PA | RA | APPROVED | 2025-02-26 |
| VA | RA | APPROVED | 2025-02-26 |
| CO | RA | APPROVED | 2023-04-25 |
| TX | RA | APPROVED | 2023-03-02 |
| CA | RA | APPROVED | 2023-01-09 |
| SC | RA | APPROVED | 2023-01-09 |
| AZ | RA | APPROVED | 2021-03-11 |
| SD | RA | APPROVED | 2021-03-05 |
| ND | RA | APPROVED | 2021-03-01 |
| IA | RA | APPROVED | 2021-02-22 |
| MT | RA | APPROVED | 2021-02-22 |
| WI | RA | APPROVED | 2021-01-12 |
| FL | RA | APPROVED | 2020-05-13 |
| MN | RA | APPROVED | 2020-04-30 |
Branch Locations
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States
12995 S. Cleveland Ave. Ste 160, Fort Myers, FL 33907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 03/2017 |
| Cetera Advisor Networks Llc | El Segunda | CA | 04/2017 | 11/2018 |
| C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors | Westlake | OH | 04/2017 | 02/2020 |
| Valor Capital Management, Llc | Westlake | OH | 03/2018 | 02/2020 |
| C2P Enterprises, Llc | Westlake | OH | 04/2017 | 02/2020 |
| C2P Advisory Group, Llc | Westlake | OH | 04/2017 | 02/2020 |
| Oakwood Capital Advisors, Llc | Fort Myers | FL | 04/2018 | Present |
| Prosperity Capital Advisors | Westlake | OH | 04/2017 | 06/2020 |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 04/2020 | Present |
| Oakwood Capital, Inc. | Minneapolis | MN | 04/2020 | Present |
| Oakwood Capital Securities, Llc | Fort Myers | FL | 01/2020 | Present |
| Oakwood Capital Insurance Solutions, Llc | Fort Myers | FL | 04/2020 | Present |
| Oakwood Capital Accounting & Tax Advisors, Llc | Fort Myers | FL | 11/2023 | Present |
| Oakwood Capital Partners, Llc | Fort Myers | FL | 11/2023 | Present |
1.. Oakwood Capital Advisors, LLC: Investment Related: Yes; Address: 15701 S Tamiami Trl Ste 300, Fort Myers, FL 33908-4236 and 600 Highway 169 S, Ste 1410, Minneapolis, MN 55426; Nature of Business: Financial Services; Start Date: 03/2018; Position/Title/Relationship: President, CEO, Financial Advisor; Apx 10-15 hours per week during trading hours; Duties: Provides financial planning and wealth management services to individual clients and small businesses. 2. Oakwood Capital Insurance Solutions, LLC: Investment Related: No; Address: 15701 S Tamiami Trl Ste 300, Fort Myers, FL 33908-4236 and 600 Highway 169 S, Ste 1410, Minneapolis, MN 55426; Nature of Business: Insurance Marketing Organization; Start Date: 06/2020; Position/Title/Relationship: President, CEO, Agent; Apx 3-5 hours per week during market hours; Duties: Offers fixed insurance and annuity products to individual clients. 3. Fixed Insurance Agent: Investment Related: No; Address: 15701 S Tamiami Trl Ste 300, Fort Myers, FL 33908-4236 and 600 Highway 169 S, Ste 1410, Minneapolis, MN 55426; Start Date: 06/2020; Apx 3-5 hours per week during market hours; Duties: Offers fixed insurance and annuity products to individual clients. 4. Oakwood Capital Securities, LLC: Investment Related: Yes; Address: 15701 S Tamiami Trl Ste 300, Fort Myers, FL 33908-4236; Nature of Business: Holding company for broker-dealer; Start Date: 04/2020; Position/Title: President & CEO; Apx 2 hours per month during non-trading hours; Duties: Manage overall company. 5. Oakwood Capital, Inc., Owner, President, CEO, CCO: Investment Related: Yes; Address: 600 Highway 169 S, Ste 1410, Minneapolis, MN 55426; Nature of Business: Registered Investment Adviser; Apprx 80 hours per month during trading hours; Duties: Manage overall operations and compliance of the company. 6. Business Consultant: Investment Related: No; Address: 15701 S Tamiami Trl Ste 300, Fort Myers, FL 33908-4236 ; Start Date: 07/2018; Nature of Business: Consulting Services; Position/Title/Relationship: Consultant; Duties: Provides business consulting services to 3rd-parties at standard industry average hourly rates; Apx 1-2 hours per week during trading and non-trading hours. 7. Oakwood Capital Accounting & Tax Advisors, LLC: Investment Related: No; Address: 15701 S Tamiami Trl Ste 300, Fort Myers, FL 33908-4236 ; Start Date: 11/2023; Nature of Business: Accounting & Tax Services; Position/Title/Relationship: CEO and Owner; Duties: Periodic oversight of the company President as he operates the day-to-day operations of the company; Apx 1-2 hours per week during trading and non-trading hours. 8. Oakwood Capital Partners, LLC: Investment Related: No; Address: 15701 S Tamiami Trl Ste 300, Fort Myers, FL 33908-4236 ; Start Date: 11/2023; Nature of Business: Management company for all "Oakwood Capital" branded companies; Position/Title/Relationship: President, CEO, and Owner; Duties: Oversight of management company; Apx 10 hours per month during trading and non-trading hours. 9. C2P Enterprises, LLC: Investment Related: Yes; Address: 30400 Detroit Road, Ste 201 Westlake, OH 44145; Nature of Business: Holding company for various financial services companies; Start Date: 04/2017; Position/Title/Relationship: Member; Duties: None, other than ownership of minority interest of units. 1 hour per quarter during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-21 |
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