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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-08 |
| CA | RA | APPROVED | 2007-06-04 |
Branch Locations
10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
GRANT RECOMMENDER; INV RELATED; CINCINNATI, OH; NON-FAMILY FAMILY FOUNDATION DONOR ADVISED FUND; START: 11/1/18; 1 HR/MO; 0 DURING TRADING; DUTIES: RECOMMEND GRANTS TO DONOR ADVISED FUND TO NON-PROFITS RECIPIENTS. PASADENA TOURNAMENT OF ROSES FOUNDATION; INV RELATED; PASADENA, CA; BUDGET AND FINANCE COMMITTEE; START DATE 6/3/2024; LESS THAN 1 HOUR PER MONTH; 0 DURING TRADING; ATTENDING QUARTERLY MEETINGS, REVIEW THE PERFORMANCE OF THE VARIOUS POOLS OF MONEY, QUARTERLY PERFORMANCE AND MARKET PERFORMANCE REVIEWED AND MONITORED, AND GIVE INPUT DURING THE REVIEW PROCESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-24 |
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