Inactive

James Benjamin Tompkins

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Current Employers

Tompkins & Co.

Denver, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-11-14

CO RA
APPROVED

Since 2025-11-14

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Republic Financial Corporation	Aurora	CO	11/2005	Present
Tompkins & Co. (157240)	Denver	CO	03/2011	Present

11/2005 → Present

Republic Financial Corporation

Aurora, CO
03/2011 → Present

Tompkins & Co. (157240)

Denver, CO

Previous Registrations

2011-04-28 → 2017-12-31

Tompkins & Co.

Denver, CO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-09-20

S63 Uniform Securities Agent State Law Examination

1995-09-20

Designations

View on SEC IAPD

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