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5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-10-01 |
Branch Locations
5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Springbank | Chicago | IL | 04/2015 | 12/2019 |
| Client Relations | Evanston | IL | 11/2019 | 01/2022 |
| Tide Rock Investors Llc | Chicago | IL | 08/2022 | Present |
| Mcdonnell Advisory Llc | Chicago | IL | 11/2020 | Present |
| Great Point Capital, Llc | Chicago | IL | 01/2023 | 03/2024 |
| Innovation Partners Llc | Charlotte | NC | 09/2024 | Present |
| Ip Financial Advisory Services Llc | Charlotte | NC | 09/2024 | Present |
| Ip Financial Advisory Services Llc | Charlotte | NC | 10/2024 | Present |
1) Tide Rock Investors 1 LLC. Start: 08/2022. Manager. Chicago, IL. SPV platform for the purpose of investing In Tide Rock YieldCo LLC, a private equity holding company. Less than 1 hr per week.___ 2) McDonnell Advisory LLC. Start: 11/2020. Manager. Chicago, IL. Reporting, accounting, tax for Tide Rock Investors 1 LLC & McAlpha LLC. Less than 1hr per week.___ 3) McAlpha LLC. Start: 07/2023. Manager. Chicago, IL. https://www.innventure.com/. Communicate with members and innventure. Less than 1 hr per week.___ 4) The Prime Group Inc. Start: 03/2024. Managing Director. 120 N LaSalle St., Suite 2800, Chicago, IL 60602. https://www.primegroupinc.com/. Establishing development partners and maintaining the relationships. 30hrs per week.___ 5). Zumption.com. Start: 11/2012. Minority investor and advisor. 5 Andrea Way, Califon, NJ 07830. https://zumption.com/. Less than 1 hr per week.___
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-24 |
| S65 | Uniform Investment Adviser Law Examination | 2019-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-14 |
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