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Current Employers
Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-01
  • IL RA
    APPROVED
    Since 2024-10-01

Branch Locations

Chicago, IL • United States

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Springbank Chicago IL 04/2015 12/2019
Client Relations Evanston IL 11/2019 01/2022
Tide Rock Investors Llc Chicago IL 08/2022 Present
Mcdonnell Advisory Llc Chicago IL 11/2020 Present
Great Point Capital, Llc Chicago IL 01/2023 03/2024
Innovation Partners Llc Charlotte NC 09/2024 Present
Ip Financial Advisory Services Llc Charlotte NC 09/2024 Present
Ip Financial Advisory Services Llc Charlotte NC 10/2024 Present
  • 04/2015 → 12/2019
    Springbank
    Chicago, IL
  • 11/2019 → 01/2022
    Client Relations
    Evanston, IL
  • 08/2022 → Present
    Tide Rock Investors Llc
    Chicago, IL
  • 11/2020 → Present
    Mcdonnell Advisory Llc
    Chicago, IL
  • 01/2023 → 03/2024
    Great Point Capital, Llc
    Chicago, IL
  • 09/2024 → Present
    Innovation Partners Llc
    Charlotte, NC
  • 09/2024 → Present
    Charlotte, NC
  • 10/2024 → Present
    Charlotte, NC
Previous Registrations
  • 2013-01-17 → 2015-04-02
    Newport Beach, CA
    Wilmette, IL
  • 2007-02-20 → 2012-11-20
    Advanced Equities, Inc.
    Chicago, IL
    Chicago, IL
  • 2006-10-09 → 2007-02-13
    Banc Of America Investment Services, Inc.
    Chicago, IL
Other Businesses

1) Tide Rock Investors 1 LLC. Start: 08/2022. Manager. Chicago, IL. SPV platform for the purpose of investing In Tide Rock YieldCo LLC, a private equity holding company. Less than 1 hr per week.___ 2) McDonnell Advisory LLC. Start: 11/2020. Manager. Chicago, IL. Reporting, accounting, tax for Tide Rock Investors 1 LLC & McAlpha LLC. Less than 1hr per week.___ 3) McAlpha LLC. Start: 07/2023. Manager. Chicago, IL. https://www.innventure.com/. Communicate with members and innventure. Less than 1 hr per week.___ 4) The Prime Group Inc. Start: 03/2024. Managing Director. 120 N LaSalle St., Suite 2800, Chicago, IL 60602. https://www.primegroupinc.com/. Establishing development partners and maintaining the relationships. 30hrs per week.___ 5). Zumption.com. Start: 11/2012. Minority investor and advisor. 5 Andrea Way, Califon, NJ 07830. https://zumption.com/. Less than 1 hr per week.___

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-24
S65 Uniform Investment Adviser Law Examination 2019-05-01
S63 Uniform Securities Agent State Law Examination 1985-08-14
  • S66 Uniform Combined State Law Examination
    2023-02-24
  • S65 Uniform Investment Adviser Law Examination
    2019-05-01
  • S63 Uniform Securities Agent State Law Examination
    1985-08-14

View on SEC IAPD

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