James Robert Brandt

Current Employers

Employment History

• 01/1983 → Present
  Brandt Financial Concepts
  Inverness, IL
• 01/1993 → Present
  Fortis Investors, Inc.
  Palatine, IL
• 01/2024 → 10/2024
  Osaic Wealth, Inc.
  Palatine, IL
• 10/2024 → Present
  Independent Financial Group, Llc
  Palatine, IL

Previous Registrations

• 2024-01-19 → 2024-10-05
  Osaic Wealth, Inc.
  Palatine, IL
• 2009-02-03 → 2024-01-19
  Woodbury Financial Services, Inc.
  Palatine, IL

Other Businesses

1) WESLYN PROPERTIES FAMILY PARTNERSHIP, 134 W SLADE ST, PALATINE IL; FAMILY PARTNERSHIP IN REAL ESTATE; VP; STARTED 03/01/2009; 16 HRS/MTH; BUY AND LEASE APT BUILDINGS. 2) BRANDT FINANCIAL CONCEPTS, INC. POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1983 ADDRESS: 134 W. Slade St.,, Ste One, Palatine IL 60067, United States DESCRIPTION: Insurance sales and service including life, health, LTC, DI, Dental/Vision, Fix annuities, Lifelock, Healthiest you. 3) COMMUNITY EMERGENCY RESPONSE TEAM, 134 W SLADE ST #1, PALATINE IL 60067; NONINV RELATED; FEMA CERTIFIED TRAINER; VOLUNTEER TRAINER; STARTED 01/04/2004; 3 HRS/MTH WITH 3 DURING TRADING HRS; TRAIN CIVILIANS IN DISASTER PREPARDNESS. 4) PLUM GROVE HO ASSN, 134 W SLADE ST #1, PALATINE IL 6006J7; NONINV RELATED; HO ASSOCIATION; PRESIDENT; STARTED 04/01/1993; 5 HRS/MTH WITH 5 DURING TRADING HRS. 5) PALATINE FIRE PENSION BOARD, 200 E WOOD ST, PALATINE IL 60067; INV RELATED; FIREFIGHTERS PENSION FUND MANAGEMENT; BOARD MEMBER AND TRUSTEE; STARTED 07/05/2011; 5 HRS/MTH WITH 5 DURING TRADING HRS; PROVIDES OVERSIGHT OF THE FIRMS WHO MANAGE THE PENSION. (6) OFFICE RENTAL POSITION: Sole Proprietor NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 8 START DATE: 01/01/1983 ADDRESS: 134 W. Slade St.,, Ste One, Palatine IL 60067, United States DESCRIPTION: Property Management (7) PALATINE FIRE PENSION BOARD POSITION: Officer/Director NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2011 ADDRESS: Village of Palatine, 200 E Wood St, Palatine IL 60067, United States DESCRIPTION: Review and approve hiring, firing, DI claims (8) DUNHAM & ASSOCIATES POSITION: Officer/Director NATURE: Teaching/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/20/2026 ADDRESS: 134 W. Slade St.,, Ste One, Palatine IL 60067, United States DESCRIPTION: Organize general eduction and continuing eduction for select professionals including Attorneys, CPAs and others.

Exams

• S66 Uniform Combined State Law Examination
  2008-12-30
• S63 Uniform Securities Agent State Law Examination
  1993-02-12