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Allen Dale Beckner

LPl Financial LLC

Basye, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-02-17
VA RA APPROVED 2008-12-18
  • TX RA
    APPROVED
    Since 2009-02-17
  • VA RA
    APPROVED
    Since 2008-12-18

Branch Locations

Basye, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Basye VA 12/2008 Present
Previous Registrations
  • 2008-01-01 → 2008-12-24
    Wells Fargo Clearing Services, Llc
    Alexandria, VA
  • 2007-01-03 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Alexandria, VA
    St. Louis, MO
  • 2006-09-28 → 2006-11-02
    Cetera Wealth Services, Llc
    Alexandria, VA
  • 2003-07-21 → 2006-08-18
    Banc Of America Investment Services, Inc.
    Alexandria, VA
    Alexandria, VA
  • 2000-05-26 → 2003-07-18
    Truist Investment Services, Inc.
    Annandale, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-20
S63 Uniform Securities Agent State Law Examination 1987-10-02
  • S65 Uniform Investment Adviser Law Examination
    1995-06-20
  • S63 Uniform Securities Agent State Law Examination
    1987-10-02
Designations

View on SEC IAPD

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