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E. T Holder

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stuart, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1995-10-03
FL RA APPROVED 1985-07-02
  • TX RA
    APPROVED_RES
    Since 1995-10-03
  • FL RA
    APPROVED
    Since 1985-07-02

Branch Locations

2301 Se Monterey Rd, Stuart, FL 34996 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stuart FL 04/1985 Present
Bank Of America,Na Stuart FL 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-15
S63 Uniform Securities Agent State Law Examination 1985-07-17
  • S65 Uniform Investment Adviser Law Examination
    1993-09-15
  • S63 Uniform Securities Agent State Law Examination
    1985-07-17
Other Names
  • Edward Thomas Holder
  • Tom Holder
  • Edward Thomas Holder
  • E Thomas Holder
  • Thomas Holder

View on SEC IAPD

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