Best Investors
Account
Sign in
Best Investors
Account
Sign in
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-30 |
| NC | RA | APPROVED | 2017-05-28 |
Branch Locations
280 Towerview Ct 1St Floor, Cary, NC 27513 • United States
121 Edinburgh South Suite 208, Cary, NC 27511 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paine-Webber Group | New York City | NY | 03/1987 | 04/2017 |
| Ameriprise Financial Services, Inc. | Cary | NC | 09/2005 | 04/2017 |
| Commonwealth Financial Network | Waltham | MA | 04/2017 | 06/2026 |
| Commonwealth Financial Network | Waltham | MA | 06/2026 | Present |
| Pathfinder Wealth Consulting | Cary | NC | 06/2026 | Present |
1. Fixed insurance sales, as of 04/08/2017, Investment related, conducted from branch location. 2. Owner and president of CMLZ Management, Inc., entity created to operate branch office, as of 10/2010, 0% of time spent during business hours, Not investment related and conducted from branch location. 3. Co-owner, Pathfinder Wealth Consulting, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 6/30/2026; 100% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-07 |
Reach out to this advisor