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Steven Archie Napier

Janney Montgomery Scott LLC

Atlanta, GA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-26
GA RA APPROVED 2022-01-28
  • TX RA
    APPROVED_RES
    Since 2022-07-26
  • GA RA
    APPROVED
    Since 2022-01-28

Branch Locations

3560 Lenox Road Ne Suite 1100, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Atlanta GA 09/2010 11/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2017
Bb&T Securities Atlanta GA 11/2017 02/2021
Truist Investment Services, Inc. Atlanta GA 02/2021 01/2022
Truist Advisory Services, Inc. Atlanta GA 02/2021 01/2022
Janney Montgomery Scott Llc Atlanta GA 01/2022 Present
  • 09/2010 → 11/2017
    Morgan Stanley Smith Barney
    Atlanta, GA
  • 01/2015 → 11/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2017 → 02/2021
    Bb&T Securities
    Atlanta, GA
  • 02/2021 → 01/2022
    Truist Investment Services, Inc.
    Atlanta, GA
  • 02/2021 → 01/2022
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 01/2022 → Present
    Janney Montgomery Scott Llc
    Atlanta, GA
Previous Registrations
  • 2021-02-17 → 2022-01-27
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 2017-11-07 → 2021-02-17
    Bb&T Securities, Llc
    Atlanta, GA
    Richmond, VA
  • 2010-10-08 → 2017-12-01
    Morgan Stanley
    Atlanta, GA
  • 2007-02-02 → 2010-09-29
    Morgan Keegan & Company, Llc
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-31
S63 Uniform Securities Agent State Law Examination 1985-05-21
  • S66 Uniform Combined State Law Examination
    2007-01-31
  • S63 Uniform Securities Agent State Law Examination
    1985-05-21
Other Names
  • Steve Napier
  • Steven Napier

View on SEC IAPD

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