Best Investors Account Sign in
Inactive

Carlton Case Ellis

Chimera Wealth

Pacific Grove, CA

Renton, WA

Claim This Profile
Current Employers
Chimera Wealth

Pacific Grove, CA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-11-13
  • WA RA
    APPROVED
    Since 2024-11-13

Branch Locations

Pacific Grove, CA • United States

Renton, WA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Landolt Securities, Inc Osh Kosh WI 02/2013 12/2019
Nobles And Richards, Inc Plano TX 12/2021 Present
Unemployed Renton WA 12/2019 12/2021
In House Hemp Llc Renton WA 12/2019 11/2021
Chimera Wealth Llc Renton WA 07/2024 Present
  • 02/2013 → 12/2019
    Landolt Securities, Inc
    Osh Kosh, WI
  • 12/2021 → Present
    Nobles And Richards, Inc
    Plano, TX
  • 12/2019 → 12/2021
    Unemployed
    Renton, WA
  • 12/2019 → 11/2021
    In House Hemp Llc
    Renton, WA
  • 07/2024 → Present
    Chimera Wealth Llc
    Renton, WA
Previous Registrations
  • 2024-05-02 → 2025-03-26
    Plano, TX
    Renton, WA
  • 2008-12-12 → 2010-05-24
    Kirkland, WA
    San Diego, CA
    San Diego, CA
    Camarillo, CA
  • 2007-06-29 → 2008-12-11
    Eplanning Advisors Inc
    Roseville, CA
  • 2000-03-01 → 2007-06-29
    Brookstreet Securities Corporation
    Mercer Island, WA
Other Businesses

Chimera Wealth, LLC/6650 Fair Oaks Boulevard#155, Carmichael, CA 95608/Start Oct 2024/Investment Related/Nature: Wealth Management - Financial Planning, Investment Management, etc./Independent Contractor/Financial Advisor: Servicing Advisor, client relationship experience. Chimera Wealth will primarily handle the financial planning and investment portfolios/25-40 hours per month/10-15 hours during trading hours per month/Duties: Relationship building with prospective and current clients of Chimera Wealth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-12
S63 Uniform Securities Agent State Law Examination 1985-07-09
  • S65 Uniform Investment Adviser Law Examination
    2024-06-12
  • S63 Uniform Securities Agent State Law Examination
    1985-07-09
Other Names
  • Casey Ellis

View on SEC IAPD

More in Pacific Grove, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor