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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-06-23 |
| CO | RA | APPROVED | 2024-03-27 |
| WY | RA | APPROVED | 2024-03-27 |
| IN | RA | APPROVED | 2021-03-30 |
| AZ | RA | APPROVED | 2021-03-24 |
Branch Locations
10401 E Colfax Ave, Aurora, CO 80010 • United States
140 W 9000 S, Sandy, UT 84070 • United States
303 Main St, Lander, WY 82520 • United States
141 N Park Square, Fruita, CO 81521 • United States
231 S Main St, Lusk, WY 82225 • United States
240 S 4Th St, Douglas, WY 82633 • United States
848 Main St, Evanston, WY 82930 • United States
611 9Th St, Wheatland, WY 82201 • United States
260 W Central Ave, Coolidge, AZ 85128 • United States
502 14Th St, Burlington, CO 80807 • United States
4290 W 10Th St, Greeley, CO 80634 • United States
302 N 1St St, Saratoga, WY 82331 • United States
125 S Baxton Ave, Holyoke, CO 80734 • United States
213 N Commercial St, Trinidad, CO 81082 • United States
440 Budd Ave, Big Piney, WY 83113 • United States
12572 S Creek Meadow Rd, Riverton, UT 84065 • United States
108 2Nd St, Kremmling, CO 80459 • United States
101 S Broad St, Globe, AZ 85501 • United States
2 N Main St, Sheridan, WY 82801 • United States
801 Pine Ave, Kemmerer, WY 83101 • United States
4819 N Central Ave, Phoenix, AZ 85012 • United States
480 N Navajo Dr, Page, AZ 86040 • United States
13275 Central Ave, Mayer, AZ 86333 • United States
156 W Hopi Dr, Holbrook, AZ 86025 • United States
123 E Main St, Riverton, WY 82501 • United States
402 Main St, Delta, CO 81416 • United States
9502 W Van Buren St, Tolleson, AZ 85353 • United States
555 Lincoln Ave, Steamboat Springs, CO 80477 • United States
300 N Williamson Ave, Winslow, AZ 86047 • United States
120 E Kiowa Ave, Fort Morgan, CO 80701 • United States
387 N Main St, Eager, AZ 85925 • United States
2070 Us Hwy 60, Miami, AZ 85539 • United States
351 Main St, Superior, AZ 85173 • United States
12620 East 116Th Street, Fishers, IN 46037 • United States
135 N Pennsylvania St Ste 1500, Indianapolis, IN 46204 • United States
1850 N. Central Avenue, Phoenix, AZ 85004 • United States
1130 Sheridan Avenue, Cody, WY 82414 • United States
300 South Wolcott, Casper, WY 82601 • United States
10 Shoshone Ave, Green River, WY 82935 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Financial Advisors | Phoenix | AZ | 12/2014 | Present |
| Lpl Financial Llc | Fishers | IN | 03/2021 | Present |
1)03/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - Phoenix, AZ 85004 2)01/2021 - Real Estate Rental - Kent D. Seacat, Real Estate - 1Hr/Mo 0Hrs/Mo During Trading - Investment Related - 25 Downing St Denver, CO 80218-3467 Denver County
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-28 |
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