Stephen Douglas Noblin

Current Employers

Employment History

• 05/1984 → Present
  Stephen D Noblin
  Spartanburg, SC
• 03/1996 → 12/2022
  Easler, Easler, Noblin
  Spartanburg, SC
• 09/2014 → 06/2021
  Voya Financial Advisors
  Spartanburg, SC
• 06/2021 → Present
  Cetera Wealth Services, Llc
  Spartanburg, SC
• 01/2023 → Present
  337 Enterprises, Llc
  Spartanburg, SC
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1999-07-02 → 2021-06-09
  Voya Financial Advisors, Inc.
  Greenville, SC
  Spartanburg, SC
  Hickory, NC
  Windsor, CT

Other Businesses

1. NAME OF ENTITY: Rock Bottom Distillers, LLC; No; 870 HUMPHRIES ROAD; COWPENS; SC; 29330; micro distillery; manager; 11/1/2012; 40; 0; assist brother in building a micro distillery business, including operational management; 2. NAME OF ENTITY: STEVEN SCOTT, LLC; No; 201 SHA LANE; SPARTANBURG; SC; 29307; RENTAL PROPERTY; MEMBER/CO-OWNER; 1/1/2016; 2; 0; COLLECT RENT/BOOKKEEPING; 3. NAME OF OTHER BUSINESS: 337 ENTERPRISES, LLC; INVESTMENT RELATED: NO; ADDRESS: 337 E SAINT JOHN ST, SPARTANBURG, SC 29302; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: LLC MEMBER; 4. NAME OF ENTITY:THE NOBLIN COMPANY; Yes; 337B E ST JOHN ST; SPARTANBURG; SC; 29302; FINANCIAL SERVICES/DBA; OWNER; 1/1/2014; 160; 160; SALE OF INSURANCE & INVESTMENT PRODUCTS; 5. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 2/2023; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES, & LONG TERM CARE; 4. NAME OF OTHER BUSINESS: THE NOBLIN COMPANY, INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2026, POSITION/TITLE/RELATIONSHIP: OWNER/SECRETARY, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-05
• S63 Uniform Securities Agent State Law Examination
  1985-09-11

Designations

Other Names

• Stephen Noblin