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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-04-03 |
| TX | RA | APPROVED | 2018-10-10 |
| CA | RA | APPROVED | 2011-04-05 |
Branch Locations
3027 Townsgate Road Suite 100, Westlake Village, CA 91361 • United States
5470 Kietzke Ln Ste 300, Office 337, Reno, NV 89511 • United States
Incline Village, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Westlake Village | CA | 04/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-12 |
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