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6099 Frantz Road, Dublin, OH 43017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-08 |
| OH | RA | APPROVED | 2021-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Columbus | OH | 06/2011 | 10/2020 |
| Unemployed | Hilliard | OH | 11/2020 | 04/2021 |
| Safe Harbor Wealth Advisors, Llc | Dublin | OH | 04/2021 | Present |
| Safe Harbor Financial Group, Llc | Dublin | OH | 04/2021 | Present |
| Gradient Securities, Llc | Arden Hills | MN | 08/2021 | 10/2022 |
1. SAFE HARBOR FINANCIAL GROUP, LLC; INVESTMENT RELATED; 6099 FRANTZ ROAD, DUBLIN, OH, 43017; INSURANCE; INSURANCE AGENT; START 04/2021; 160 HOURS PER MONTH; 160 HOURS DURING SECURITIES TRADING HOURS; SALES OF INSURANCE. 2. GROVES CAPITAL WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; 6237 BARLEY OAKS ROAD, HILLIARD, OH, 43026; LLC FOR BUSINESS TAX PURPOSE; OWNER; START 04/2021; 1 HOUR PER MONTH; 1 HOUR DURING SECURITIES TRADING HOURS; ENTITY CREATED FOR TAX PURPOSES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-03-16 |
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