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Current Employers
Salem Asset Management

South Salem, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-15
  • NY RA
    APPROVED
    Since 2022-04-15

Branch Locations

South Salem, NY • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Salem Asset Management South Salem NY 04/2004 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-08-14
  • S63 Uniform Securities Agent State Law Examination
    1985-08-14
Other Names
  • Sunho Lee
  • Sunho Lee

View on SEC IAPD

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