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Kevin James Needham

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-12
CA RA APPROVED 2014-02-13
  • TX RA
    APPROVED
    Since 2016-07-12
  • CA RA
    APPROVED
    Since 2014-02-13

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Addison TX 10/2009 Present
Bank Of America, N.A. Dallas TX 12/2009 Present
Previous Registrations
  • 2006-10-26 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Addison, TX
    Addison, TX
    Irving, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-25
  • S66 Uniform Combined State Law Examination
    2006-10-25
Other Names
  • Kevin Needham

View on SEC IAPD

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