Stuart Jeffries Henley

Current Employers

Harmony Asset Management Llc

16220 N. Scottsdale Road Suite 300, Scottsdale, AZ 85254 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2023-10-13

AL RA
APPROVED

Since 2023-10-13

Branch Locations

16220 N. Scottsdale Road Suite 300, Scottsdale, AZ 85254 • United States

Auburn, AL • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	03/2018
Harmony Asset Management Llc	Auburn	AL	06/2018	Present
Calton & Associates, Inc.	Tampa	FL	06/2018	08/2018
Unemployed	Tampa	FL	03/2018	06/2018

01/2015 → 03/2018

Morgan Stanley Private Bank, National Association

New York, NY
06/2018 → Present

Harmony Asset Management Llc

Auburn, AL
06/2018 → 08/2018

Calton & Associates, Inc.

Tampa, FL
03/2018 → 06/2018

Unemployed

Tampa, FL

Previous Registrations

2009-06-01 → 2018-03-19

Morgan Stanley

Tampa, FL
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Tampa, FL
1999-05-27 → 2007-04-02

Morgan Stanley Dw Inc.

Tampa, FL

Tampa, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-07
S63	Uniform Securities Agent State Law Examination	1986-02-05

S65 Uniform Investment Adviser Law Examination

1994-11-07
S63 Uniform Securities Agent State Law Examination

1986-02-05

Other Names

Jeff Henley

View on SEC IAPD