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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-08-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Richmond | VA | 12/2012 | 03/2017 |
| Richard Adams | Richmond | VA | 01/1976 | Present |
| Lpl Financial, Llc | Midlothian | VA | 03/2017 | Present |
| Colonial River Investments, Llc | Midlothian | VA | 03/2017 | 06/2023 |
1) 03/03/2017 - Non-Variable Insurance - selling: FIXED ANNUITIES, LIFE AND HEALTH - North Chesterfield, VA - inv rel - stat: 7/1/1979 - 32 hr/mth 2) RICHARD D. ADAMS, CHFC - Tax Prep/Accounting - Midlothian, VA - inv rel - start: 2/15/1985 - 2 hr/mth 3) 2/17/2021 - The Bachelor Club of Richmond - Not Investment Related - All Board Meetings are at: 113620 Salisbury Road, Midlothian, VA 23113 - Non-Profit Board Member - Vice President - Started 01/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 4) 09/26/2023 - Moore Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/04/2023 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-11-16 |
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