Douglas James Martin

LPl Financial LLC

Westlake Village, CA

Simi Valley, CA

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-05

CA RA
APPROVED

Since 2025-06-05

Branch Locations

2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States

Simi Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Western International Securities, Inc.	Pasadena	CA	09/2014	Present
Lpl Financial Llc	Westlake Village	CA	06/2025	Present

09/2014 → Present

Western International Securities, Inc.

Pasadena, CA
06/2025 → Present

Lpl Financial Llc

Westlake Village, CA

Previous Registrations

2014-09-12 → 2025-06-05

Western International Securities, Inc.

Westlake Village, CA
2013-11-25 → 2014-09-18

D.A. Davidson & Co.

Westlake Village, CA
2013-11-04 → 2013-11-25

Crowell Weedon & Co.

Westlake Village, CA
2007-06-08 → 2013-11-04

Crowell, Weedon & Co.

Westlake Village, CA

Westlake Village, CA
2000-06-16 → 2003-03-19

Ubs Financial Services Inc.

Woodland Hills, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-03-24

S66 Uniform Combined State Law Examination

2000-03-24

View on SEC IAPD

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