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Blue Ridge, GA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Asset Accumulation Protection Preservation And Transfer, Llc | Blue Ridge | GA | 01/1999 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 01/2015 | 02/2019 |
1. ASSET ACCUMULATION PROTECTION PRESERVATION AND TRANSFER, LLC 725 EATON ROAD BLUE RIDGE GA 30513, REGISTERED INVESTMENT ADVISORY FIRM, OWNER, 32 HR/MONTH DURING TRADING, SINCE 1999. 2. JOHN CORY INSURANCE, LIFE, HEALTH, DISABILITY, LTHC, VARIABLE ANNUITIES, 5 TRADING HOURS, INVESTMENT RELATED, SINCE 1986. 3.JOHN CORY CPA, TAX RETURNS, VALUATION DISCOUNTS, NON-INVESTMENT RELATED SINCE 1992, HOURS VARY. 4. JOHN CORY ATTORNEY, LAW PRACTICE, SELF, 40 HRS/MONTH, SINCE 1981, NON-INVESTMENT RELATED. 5. CURRENTLY SERVING AS CO-TRUSTEE FOR TWO TRUSTS, INVESTMENT RELATED, HRS VARY, RECEIVE STATUTORY FEE OF 125 BPS OF COLLECTED AND PAID OUT FUNDS OR NEGOTIATED HOURLY RATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-14 |
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