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Current Employers
Asset Accumulation,Protection,Preservation And Transfer, Llc

Blue Ridge, GA • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-03-04
  • GA RA
    APPROVED
    Since 2022-03-04

Branch Locations

Blue Ridge, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Accumulation Protection Preservation And Transfer, Llc Blue Ridge GA 01/1999 Present
Dempsey Lord Smith, Llc Rome GA 01/2015 02/2019
  • 01/1999 → Present
    Asset Accumulation Protection Preservation And Transfer, Llc
    Blue Ridge, GA
  • 01/2015 → 02/2019
    Rome, GA
Previous Registrations
Other Businesses

1. ASSET ACCUMULATION PROTECTION PRESERVATION AND TRANSFER, LLC 725 EATON ROAD BLUE RIDGE GA 30513, REGISTERED INVESTMENT ADVISORY FIRM, OWNER, 32 HR/MONTH DURING TRADING, SINCE 1999. 2. JOHN CORY INSURANCE, LIFE, HEALTH, DISABILITY, LTHC, VARIABLE ANNUITIES, 5 TRADING HOURS, INVESTMENT RELATED, SINCE 1986. 3.JOHN CORY CPA, TAX RETURNS, VALUATION DISCOUNTS, NON-INVESTMENT RELATED SINCE 1992, HOURS VARY. 4. JOHN CORY ATTORNEY, LAW PRACTICE, SELF, 40 HRS/MONTH, SINCE 1981, NON-INVESTMENT RELATED. 5. CURRENTLY SERVING AS CO-TRUSTEE FOR TWO TRUSTS, INVESTMENT RELATED, HRS VARY, RECEIVE STATUTORY FEE OF 125 BPS OF COLLECTED AND PAID OUT FUNDS OR NEGOTIATED HOURLY RATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-08
S63 Uniform Securities Agent State Law Examination 1985-06-14
  • S65 Uniform Investment Adviser Law Examination
    1994-08-08
  • S63 Uniform Securities Agent State Law Examination
    1985-06-14

View on SEC IAPD

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