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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-02-26 |
| TX | RA | APPROVED | 2024-02-22 |
Branch Locations
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-08-30 |
| TX | RA | APPROVED | 2021-08-20 |
Branch Locations
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Atlanta | GA | 08/2008 | 08/2021 |
| Rockefeller Financial Llc | Atlanta | GA | 08/2021 | Present |
| Rockefeller Capital Management | Atlanta | GA | 02/2024 | Present |
Fulmer Instruments; Investment related; Birmingham, Alabama; Advisory Board Member; 10/16/2024. 1 hours a month and 0 hours during trading hours. Participating in monthly board meetings after normal business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-28 |
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